01 · Holdings
What they actually own
Direct and indirect holdings, option grants and unvested awards, summarised per person and per issuer.
Forms 3, 4 and 5
Insider & Ownership
The filed timeline, not an estimate.
Share counts, option grants, vesting dates and sales exactly as reported on Forms 3, 4 and 5 — with the filing behind every number and an alert when the next one lands.
- 73M13F holdings rows
- <60sForm 4 to alert
- 52KADV advisers
- 1994–ownership history
- 3/4/5forms parsed in full
- everyfigure cited to its filing
The problem
Ownership data is usually a snapshot of a guess
Most tools give you a position as of a quarter end, or a wealth band a model produced. Neither tells you what the person actually holds today, when it vests, or whether the last sale was pre-arranged. The filings say all three.
What you get instead
- Real share countsstraight from Forms 3, 4 and 5
- Vesting and compwhen paper becomes cash
- Cluster alertsmultiple insiders, same direction
- A citation per figurethe accession behind every number
One insider, end to end
the timeline as filed, not reconstructed
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01 · The person
EVP & Chief Operating Officer
Officer since 2019 · 384,000 sh held directly
resolved across SEC, ADV and 990
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02 · The grant
96,000 RSUs unvested
granted 14 Mar 2024 · four-year schedule
the cash that has not arrived yet
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03 · The sale
48,000 sh @ $61.40 · 12 Feb
Form 4 · filed 14 Feb 2026
10b5-1 plan — pre-arranged, not a signal
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04 · The timing
Next vest 14 Mar
grant vest sale next vestknow the date before the market does
What's in the solution
Four jobs this covers end to end.
02 · Timing
When it becomes liquid
Vesting schedules, cliffs and expiries — so a position becomes a date rather than a number.
vest · cliff · expiry
03 · Behaviour
Plan or conviction
10b5-1 plans separated from discretionary trades, so a sale is read correctly rather than over-read.
pre-arranged vs. discretionary
04 · Signal
Clusters, not singles
Multiple insiders moving the same direction inside a window — the pattern that means something.
Alerts
How it lands on your desk
Same filings — a different question depending on the seat.
Investment analysts
The scenario
You want to know whether management is buying its own stock, and whether the last sale meant anything at all.
Insider FocusOwnershipAlerts
How Kaleidoscope helps
- Separate 10b5-1 plan sales from discretionary ones before you react
- Cluster detection when several insiders move the same way
- Position history per person, not just the latest filing
- Alerts under a minute from EDGAR acceptance
- Every figure one click from the Form 4 that reported it
Prospect researchers
The scenario
You need a capacity rating you can source, and the date the money actually becomes available.
Insider Focus990iQNexusID
How Kaleidoscope helps
- Filed share counts instead of a modeled wealth band
- Vesting dates that tell a gift officer when to ask
- Match confirmed across SEC, ADV and 990 before you write the rating
- Export a profile with citations attached
- Re-screen when a new Form 4 lands, not next quarter
Compliance & legal
The scenario
You need the filing history for a person or an issuer, complete, and you need it to be the record rather than someone's copy of it.
Insider FocusSEC Pro+Reports
How Kaleidoscope helps
- Complete Form 3, 4 and 5 history per filer
- As-filed values, never restated after the fact
- Accession numbers on every row for the file
- Export the trail in one document
- Alerts on filers you are required to watch
The products
One product reads the forms; two more give it context and timing.
Insider Focus
The filings layerEvery insider form parsed to the transaction — grants, vesting schedules, 10b5-1 plans and open-market sales, with the accession number on each row.
- Direct and indirect holdings per person
- Grant, vest and sale as separate filed events
- Position history rather than a quarter-end snapshot
- Plan-adopted vs discretionary sales distinguished
Explore Insider Focus →
1994–Forms 3/4/5 history
Every Form 4 leg with 10b5-1 flag, value and holdings — footnotes as filed (names blurred)
Ownership
The institutional sideWho else holds the name, how the position moved and which managers are building or exiting alongside the insiders.
- Position history per manager per name
- Cohort flow across a peer group
- Overlap between managers on a single position
- As-filed values, never restated
Explore Ownership →
73Mholdings rows
Institutional holders from 13F, with quarter-over-quarter change
Alerts
The part that watchesForm 4s on your watchlist within a minute of acceptance, plus vesting cliffs on a calendar before they arrive.
- Cluster buying across multiple officers
- Sales outside an established 10b5-1 plan
- Vesting dates ahead of the event
- Routed per analyst or per book
Explore Alerts →
<60sfiling to alert
Insider Focus — latest sales and upcoming vesting for an alumni list (names blurred)
Every product in this solution
Insider Focus does the work; the rest resolve and deliver it.
Full data catalog →Core platform
- Insider Focus Holdings, comp, vesting and relationship maps Ownership
- Ownership Institutional positions and flow Holdings
- NexusID One person resolved across every source Resolution layer
- SEC Pro+ The filings behind every number Research UI
Data layers that feed it
- Insider Grants, vesting, sales, as filed Live
- Ownership Institutional holdings, quarterly Live
- Form ADV Advisers, AUM and custodians Live
- IRS 990 Boards, compensation and grants Live
- Agreements Employment and severance terms, cited to clause Live
- Mergers Acquisitions and the payout event Live
- Catalyst Earnings and scheduled events Live
Workflow & delivery
- Alerts Vesting, sales and cluster triggers Triggers
- Reports Filer profiles with citations HTML · MD · JSON
- APIs Push ownership data into your stack REST · Bulk
- Watchlists Filers and issuers that re-screen themselves Workflow
| How it compares | Kaleidoscope | Wealth screeners | Quarterly holdings tools |
|---|---|---|---|
| What a holding is | As filed, per person | A modeled band | A quarter-end snapshot |
| Vesting | Dates, cliffs and expiries | Not covered | Not covered |
| Plan vs. discretionary | Separated | Not distinguished | Not distinguished |
| Latency | Under a minute from acceptance | Refresh cycle | Next quarter |
| Defensibility | Accession on every figure | Trust the score | Vendor aggregate |
Why teams switch
We stopped arguing about whether a sale meant anything. The plan was right there in the filing.
filed, not modeledplan vs. discretionaryunder a minute to alert
Ownership, as filed
Talk to our team about how you work today, or start a trial and explore the platform yourself.