SEC Revamping Activist Investor Disclosures SEC Adopts Final Rules Accelerating Beneficial Ownership Reporting The newly adopted rules greatly enhance the speed and efficiency of beneficial ownership reporting by activist investors and institutional investors, promoting transparency in a marketplace that has previously allowed certain investors to acquire significant amounts of a...
Key Elements for Corporate Website Disclosure & Compliance for US and Non-US Dual Listed Companies
Key Elements for Corporate Website Disclosure & Compliance for US and Non-US Dual Listed Companies Are you looking to expand your investor base by dual listing? Considering a merger or IPO? Or a re-design of the corporate website? In any of these situations, your corporate website can play a vital role...
Sunlight is the best disinfectant . . .
Sunlight is the best disinfectant If sunlight has the power to zap germs, then corporate transparency and seamless access to information should be the secret formula for captivating and enticing investors, especially for dual listed, non-US companies. Investors in public companies are becoming quite the information connoisseurs these days. And...
Insider Focus Expands SEC Insider Research
Insider Focus Expands SEC Insider Research When clients speak . . . we listen and act. This month we've added a few great features to streamline prospect research with accurate, current and complete information extracted from SEC filings and stock prices. In addition to aggregated wealth data, detailed profiles, visual...
12 Prospect Research Essentials
12 Prospect Research Essentials . . . Liquid Cash (salary, bonus, non-equity incentives) "Net Value" of Stock Sales All Dates - Stock Sales Stock Gifting History Today's Value of Current Holdings (direct and indirect) Biographies & Pictures Board Relationships (current and historical) Alumni Discovery Employment/Severance Agreements Future Vesting Dates Import...